How difficult is the Series 9 exam?
Taking is the Series 9 exam is stressful, even if you are a good test taker. A score of 70% or higher is required to pass on both the Series 9 and Series 10 exam to become fully registered as a General Securities Sales Supervisor. The Series 9 is as much a knowledge test as it is a reading test.
What is the pass rate for Series 9 10?
70%
For the Series 9 exam, the passing score is 70% and for the Series 10 exam, the passing score is 70%.
What does the Series 9 and 10 cover?
Key Questions The Series 9 and 10 qualify the branch manager to supervise sales activities in corporate securities (equity and debt), investment company products and variable contracts, municipal securities, options, government securities and direct participation programs (DPPs).
Do you have to be sponsored to take the Series 9?
The Series 7 license is a requirement for earning the Series 9. To earn both, you must be sponsored by a FINRA member firm or a self-regulatory organization (SRO). Firms apply for candidates to take the Series 7 and 9 exams by filing a Uniform Application for Security Industry Registration or Transfer (Form U4).
How many questions are there in Series 9?
55
Series 9 and 10 Exam Details The Series 9 exam consists of 55 multiple-choice questions. Candidates are given one hour and 30 minutes to complete the exam and must achieve a score of 70% to pass. The Series 10 exam consists of 145 multiple-choice questions.
How many questions are on the Series 9?
Which finra exam is the easiest?
Series 66 exam
As a result, the Series 66 exam is considered by most to be an “easier” test. It will, like the Series 65, qualify the individual to act as an IAR, and it fulfills the requirements of the USA for state registration. Note that candidates can take the 66 or 7 in any order, but both must be completed in order to register.
What is the pass rate for Series 65?
about 72%
This means the passing grade is about 72%. You are allowed three hours (or 180 minutes) to complete the exam.
How long does it take to study for the Series 10?
40 to 50 hours
How to Prepare for the Series 10 Exam. It is recommended that the individual spend at least from 40 to 50 hours preparing for the exam by reading the textbook, underlining key points, and by taking as many practice questions as possible.
What is on the series 9 exam?
The Series 9 exam — one of the General Securities Sales Supervisor Exams — assesses the competency of an entry-level principal, including approval of customer accounts, training of personnel, and maintenance of records. Best for new, independent learners to reinforce knowledge with a question bank.
Should I take series 9 or Series 10?
Best if you already know Series 9, and only require practice quizzes with feedback and exam questions for deeper comprehension. Your Licensing Requires Series 10, Too. If you haven’t already taken Series 10, bundle with Series 9 and save. See some of the reviews here.
What is included in the series 9 & Series 10 self study package?
Purchase the complete self study solution for both the Series 9 and Series 10 exams. This is another of our more inclusive deals and includes: The series 9 & 10 complete video package is packed with more than 16 hours of HD video, More than 2,500 practice questions to ensure you are ready to pass both exams.
What is the series 9 sales supervisor exam?
Class Schedule — Learn more in one of our virtual online classes. The Series 9 exam — one of the General Securities Sales Supervisor Exams — assesses the competency of an entry-level principal, including approval of customer accounts, training of personnel, and maintenance of records.